DIC Asset AG – DE000A1X3XX4

Major holdings of voting rights

The Securities Trading Act (Wertpapierhandelsgesetz – WpHG) requires shareholders to notify the company and the Financial Supervisory Authority (BaFin) immediately if any acquisition or disposal will cause voting rights in a listed company to reach, exceed or fall below the following thresholds: 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% or 75%.

There are additional disclosure requirements connected with other circumstances, as for instance the holding of financial instruments.

The issuer must publish any change in the total number of voting rights.

Submission of notifications of major holdings

We kindly ask shareholders who are obliged to notify DIC Asset AG about changes in major holdings to submit the corresponding notification exclusively via e-mail to the following address:

DIC Asset AG
Investor Relations
votingrights@dic-asset.de

Note: As of 01 July 2020, it is compulsory for entities subject to notification obligations to submit their notifications of major holdings to the issuer electronically both (i) as readable file and (ii) as an XML data record.

Date
Shareholder

2020

2019

2018

2017

2016

2015

2014

2013

2012

2011

2010

2009

2008

2007